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Astrology is the art, or some would say, science,
of attributing meaning to the transits of the stars and planets
as they appear in the heavens. Its origins lie deep within the
astral religion of ancient Mesopotamia of the third and second
millennia BC. From Mesopotamia astrology spread to the adjacent
regions, changing its form as it went, adapting to Hinduism
and Buddhism in India, Platonic and Aristotelian philosophy
in classical Greece. In Christian Europe it assumed a pervasive
influence on almost every activity and aspect of thought from
its introduction in the eleventh and twelfth centuries until
the intellectual revolution of the seventeenth. Even though
many in Europe affected hostility towards the casters of horoscopes,
in one form or another the assumptions of astrology were universally
accepted. Planetary influence on weather and human disease,
for example, was acknowledged without question.
In spite of its superficial ability to adapt to
its host culture, European astrology was never entirely shorn
of its pagan religious connotations, and friction between the
celestial science and Christian orthodoxy ebbed and flowed,
depending on changing intellectual fashions, but never entirely
disappeared. Twelfth and thirteenth century theologians such
as Thomas Aquinas and Albertus Magnus were obliged to devote
considerable effort towards justifying its existence in Christian
culture and explaining their interest in it. Indeed, in the
fifteenth century, under the impact of Renaissance Hermeticism
and Neoplatonism, astrology's pagan overtones became a positive
attraction. In its fundamentals, the practice of astrology in
Europe until the seventeenth century, and its survival in a
more limited form until the present day, therefore represents
the continuance, albeit in a disguised form, of Mesopotamian
astral religion.
Central to astrology's unorthodox belief system
is a reliance on Gnosis, on the argument that the individual
can achieve direct contact with the divine cosmos. Although
a loose astrological 'priesthood' existed in Mesopotamian society,
where the astrologers constituted a highly educated elite, in
Hellenistic society it became essentially democratic: anyone
could study astrology and anybody could have their horoscope
cast. Indeed, the birth chart, which developed after around
400 BC (the earliest extant version dates from 410 BC), when
analysed in a hermetic context, permitted any individual to
understand both the reasons for their current incarnation and
the best path to follow in order to return to the stars at death
in a superior spiritual manner to that in which they descended
through the planetary spheres at birth.
Unfortunately the poor reputation of astrology
amongst western scholars over the last three hundred years has
resulted in a number of negative consequences as far as the
study of its history is concerned. The subject has perhaps not
been given the attention that it deserves. (1) In addition modern
views on the nature of astrology are imposed on to the past.
For example, it is commonly held that astrology is fatalistic
in relation to modern western notions of individual freedom,
assuming that human life followed a preordained pattern, inducing
in the believer a state of passive acceptance of external events.
(2) It is held the the same characteristics applied to medieval
astrology. This assumption is now open to question.
The role of astrology in the Islamic world has
also been largely ignored by western scholars, an oversight
which is surprising in view of European astrology's direct descent
from Islamic sources. Astrology virtually disappeared from western
Europe in the fifth century under the combined impact of the
Germanic invasions and the hostility of Christianity to anything
which smacked of paganism. It was the Islamic world, therefore,
which was responsible for transmitting the legacy of Babylonian
astral religion to medieval Europe. Eighth, ninth and tenth
century astrologers such as Alberuni (al-Biruni), Albumazar
(Abu Ma'shar), Alfreganus (al-Farghani) and Messahala (Masha'allah)
assumed an unquestioned authority amongst medieval Christian
astrologers. As late as 1649 William Lilly's 'Christian Astrology',
the first and major opus on astrology in the English language,
cited works by Albumazar, Alfreganus, Albubater, Alkindus, Alcabitius,
Albohali, Alkindus, Albategnius and Messahala, all available
in Latin translations dated from 1272 to 1613. (3)
The traditional date of the foundation of Islamic
astrology is 770 AD., in which year the Indian astronomical-astrological
treatise, the Sindhind, arrived in Baghdad. A number of the
major figures, such as Masha'allah, al-Kindi and his pupil Abu
Ma'shar, belonged to this period and it seems clear that the
major work concerning the study of revolutions or conjunctions,
that is the application of astrology to the study of history,
was accomplished at this time. The impact of the theories of
astrological influence on history proposed by Abu'Mashar and
Masha'allah on the evolution of European notions of historical
periodisation has yet to be fully evaluated but may be considerable.
(4) The most enduring astrological text book, al-Biruni's 'Elements
of the Art of Astrology', which included detailed rules for
the interpretation of nativities, horoscopes cast for the time
of birth, was published at Ghaznah in 1029. The 'golden age'
of Islamic astrology, as of Islamic science in general, occupied
the tenth and eleventh centuries, a phenomenon which Seyyed
Nasr has attributed to the relative power of Shi'ite princes
in those centuries and the tolerance of Shi'ism to pre-Islamic
belief systems particularly Hermeticism and Pythagoreanism,
philosophies which themselves frequently offered a sympathetic
home to astrology.
The transmission of Islamic astrology to western
Europe seems to have been coincident with this golden age. Lynn
Thorndyke has shown how the translations of Islamic astrological
texts by Christian scholars may have been underway by the late
tenth century, considerably earlier than the twelfth century
which was once thought to be the peak period of translation.
(5) True, Claudius Ptolemy's classic work, the Tetrabiblos,
was not translated until 1138, yet this event marked the culmination
rather than the birth of the process. (6) That the translation
of astrological material occurred at the beginning of the period
of translation of Arabic texts into Latin has caused a reassessment
of the process by which Islamic astrology penetrated Christian
thought. The convention amongst most nineteenth and twentieth
century historians has been that the process of translation
represented a quest by western scholars for the true learning
of the ancient classical world, principally science and philosophy,
and that astrology was an unfortunate superstition which was
acquired as part and parcel of the intellectual baggage inherited
from the Islamic world. However, if astrological texts were
amongst the first to be searched out and translated this suggests
that western scholars were equally interested in astrology as
in Aristotelian philosophy or classical science. Indeed, they
may have been more interested in astrology than in astronomy
or mathematics.
Certainly, such a proposition is not difficult
to substantiate. Astrology, after all, was a supremely practical
branch of knowledge. It provided insights into human biology
and psychology, politics, economics, meteorology and virtually
every aspect of existence on earth, supplying to the believer
a completely satisfying unified theory of knowledge. More than
this, it offered a scientific means of predicting the future
by the simple means of anticipating projected astronomical cycles
and interpreting these in accordance with rules which were to
be found in any text book. European scholars would have been
aware of astrology before even the first Arabic translations,
a number of works having survived in Latin manuscript since
the fifth century. (7) It is likely then, that an interest in
astrology was fuelled by various extant texts which, though
largely ignored since the collapse of Roman power, by the tenth
century were sufficient to encourage European scholars to discover
more about this mysterious subject, claiming as it did to hold
the ultimate key to knowledge.
Astrology held out to politicians and ambitious
clerics the possibility that the future might be predicted and
advantage gained over one's rivals. Already in the ninth and
tenth centuries it is said to have been the fashion amongst
Frankish nobles to acquire the services of a personal astrologer,
even though contemporary knowledge of the subject was crude
in relation to the subleties and complexities of the Islamic
art. (8) In the twelfth and thirteenth centuries a number of
the greatest translators were employed in precisely this role.
Adelard of Bath seems to have cast horoscopes for the future
king Henry II of England while Michael Scot secured a position
at the court of the Hohenstaufen Emperor Frederick II. (9)
The nature of medieval European interest in Islamic
astrology raises vital questions concerning astrology's attitudes
to fate and human free will. It is though, the applications
to which astrology was put which explicitly defy the commmon
assumption that astrology and fatalism walked hand in hand.
What, we must ask, was the point of forecasting the future unless
there was some possibility of changing or amending the predicted
events? Indeed, a large part of European astrology was devoted
to the adjustment of the future via the principles of natural
or ritual magic. The use of charms, talismans and prayer, the
adminstration of herbs or the implementation of changes in lifestyle
were all acknowledged means of amending one's destiny. The bulk
of such methods involved the manipulation of the web of symbolic
relationships between all natural and supernatural phenomena
which were held responsible for the regulation of those phenomena.
If this failed, direct appeal might be made to God. Such an
attitude closely mirrored that found in early Babylonian astrology
in which it was considered essential to offer thanks to, or
placate, astral divinities depending on the nature of the relevant
forecast. To the Babylonian or Assyrian priest an astrological
prediction frequently required human intervention in the form
of a religious ritual designed to enhance or mitigate its effects.
Did then, European scholars see in Islamic astrology
a means of achieving greater human control over the natural
world, of asserting individual freedom in the face of Destiny?
In order to fully understand Islamic and medieval European attitudes
to astrology it is necessary to look beyond the apparently fatalistic
predictions dispensed by astrologers and place their work in
the context of the Hermetic, Neoplatonic and Neo-Pythagorean
teachings which pervaded esoteric circles in Islam from the
eighth century onwards, and in western Europe from the tenth
and eleventh centuries.(10)
Particularly influential in the Corpus Hermeticum,
the foundation of Hermetic teaching, was the myth of Er. In
this passage Plato described the subjugation of the original
free soul to the demands of necessity as a consequence of physical
incarnation. According to his account the stars and planets
revolved on the spindle of necessity, and the soul, which prior
to incarnation had taken a free choice concerning the circumstances
of life and external events, but not the personality, was incarnated
via the planetary spheres into a world governed by Necessity.(11)
Necessity and, by implication the personality, was therefore
regulated by the planetary spheres. In this dire situation Reason,
the quality of the soul, was largely smothered by the passions
engendered in the realm of Necessity. Throughout the Hermetic
teachings life is portrayed as a battle between Reason and Necessity,
with the latter invariably holding the upper hand. The initiate
was required to strive to develop the attributes of Reason in
order to attain liberation from the chains of Necessity.
Such an attitude often resulted in hostility to
astrology, for the planets were portrayed as the gaolors who
imprisoned the originally free and pure soul in this terrible
world. To study astrology was therefore to accord undue reverence
to celestial bodies which were rather to be objects of resentment
or hatred. Yet the same doctrine could equally be used to justify
faith in astrology, for were not the planetary spheres the path
by which the initiate might return to the realm of Reason? In
Hermetic and Neoplatonic cosmology the realm of Reason, whether
conceived as heaven, or the Platonic world of Being, lay beyond
the planetary spheres. In medieval art the seeker of enlightenment
is frequently shown ascending a ladder to heaven via the planets.
This, at least, was the rationale behind Mithraic religion.
There were other contradictions. It was, for example, common
amongst Platonic philosophers to deride predictive astrology
on the grounds that it claimed to derive absolute knowledge
from the study of the physical motions of the planets, an activity
contrary to both the letter and the spirit of Platonic philosophy:
the most devastating attack on astrology in the ancient world
was launched by Carneades, head of the Academy in the third
century B.C. Yet Platonic cosmology, reinforced by later Stoic
accretions, provided the fertile intellectual climate in which
astrology spread throughout the Roman world.
Such contradictory attitudes to astrology, a consequence
of the internal contradictions in Platonic, Aristotelian and
Hermetic teachings as well as of the differences between them,
were replicated in the Islamic world. Schools such as the Ikhwan
al-Safa and philosophers such as Ibn Sina repeated the classic
Platonic position as outlined by Carneades by rejecting predictive
judicial astrology while adhering to Neoplatonic and Hermetic
cosmology with all its overtones of both spiritual and physical
planetary influence. However, the fact that such people saw
the practice of judicial astrology as a denial of freedom did
not prevent others, influenced by the same esoteric background,
from becoming devotees of the predictive art.
Seen against the background of Hermetic teaching,
astrology starts with an understanding that people devoid of
Reason are governed by Necessity and therefore subject to Fate.
For these people astrological predictions may indeed be immutable.
(12) As a highly mathematical art astrology subscribed to the
Pythagorean notion of a universe regulated by number and revealed
in celestial motions. By analysing and living in harmony with
these motions the astrologer achieved a freedom based on the
recognition and understanding of Necessity, a philosophical
position derived from Stoic teachings in which individual perception
of an external event was of more importance than its nature.
Yet it was also part of the astrologer's task to amend external
events. As we have seen in the case of his European successor,
by providing talismans, prescribing medical treatment or offering
a range of advice, the Islamic astrologer initiated a dialogue
with destiny, the goal of which was to mitigate the demands
of Necessity. Hence the close ties between astrology and the
treatment of the sick, the direct application of cosmological
knowledge to the prevention or postponement of death. Destiny,
to the astrologer schooled in hermetic thought, was negotiable.
In this process what Ibn Sina called talismat (drawing celestial
forces upon terrestrial ones) was an essential accoutrement
of nujun (judicial astrology). Talismat offered the practical
solution once nujun had enabled a forecast to be made. The philosophical
quest of the Ikhwan al-Safa was of a different order yet no
less devoted to the principle of astrology as a route to the
perception of the Truth.
In this context then, we may acknowledge the function
of an astrological text such as al-Biruni's 'Elements of the
Arts of Astrology' as something more than a manual for astrological
prediction, of use to those whose attitude to life was passive
and fatalistic. Rather it offered a code to be deciphered by
those who were willing to begin the path of personal liberation
from the chains of Necessity. Al-Biruni was a devout Muslim
who had absorbed Hindu, Hermetic and other influences while
remaining true to the mainstream of his faith. Astrology, in
his world, offered a path to the understanding of God no less
valid than of any other science.
Seyyed Nasr has defined those characteristics
of Islam which allowed it to offer such a ready home to pre-Islamic
beliefs and sciences, including astrology. (13) Firstly, its
acknowledgment that God's Truth might be revealed through different
faiths permitted the ready incorporation of Hermetic, Neoplatonic
and Neo-Pythagorean teachings. Secondly a recognition that human
reason might enhance rather than, as in Christianity, deny perception
of Divine Truth, assisted in Islamic appreciation of classical
philosophy, including those schools which explicitly or implicitly
supported astrology. Lastly, an appreciation of natural phenomena
as 'signs of God to be contemplated by the believers' encouraged
the study of the natural environment. Once the natural realm
was extended to the celestial spheres astrology too became a
means of revealing God's presence. This belief in the power
of nature to reveal the Divine was adopted and repeated by European
astrologers as late as the seventeenth century. Nicholas Culpepper,
the English astrologer who is still celebrated for his work
as a herbalist, advocated the study of two great books, the
Book of the Scriptures, or the Bible, and the Book of the Creatures,
or Zodiac. (14) According to Culpepper, and here we see an exact
repeat of Babylonian tradition, the passage of the planets through
the Zodiac was the writing of God, there to be interpreted by
anybody versed in astrological principles. Culpepper also made
it clear that the Book of the Creatures encompassed the entire
natural world. In such a perspective God's truth might be revealed
through the opening and closing of a flower as through the study
of astrology or the sacred scriptures. Thus the Renaissance
view of astrology as a path to personal enlightenment was firmly
rooted in the Islamic conception of nature. (15)
The question remains as to why Islamic astrology
exercised such a fascination for medieval European scholars?
For philosophers and theologians it offered somthing which Islam
possessed but eleventh and twelfth century Christianity lacked,
the prospect of a reasonable and rational route to comprehending
God's creation. In addition it held out the seductive prospect
of control over a natural world which was otherwise chaotic
and threatening. These twin facets of Islamic astrology were,
then, a principle motivation behind the great quest by western
scholars for Islamic knowledge from the tenth to twelfth centuries,
a quest whose consequences were to transform European thought.
NOTES
(1) The effect of modern prejudice on the study
of the history of astrology has been raised by Patrick Curry
in 'Astrology, Science and Society', pp 1 - 4. The possible
reasons are discussed by Halbronn, 'The Revealing Process of
Translation and Criticism in the History of Astrology', in Curry,
(ed), op cit, pp 213-5.
(2) Commenting on Islamic astrology, Nasr writes
of the 'helplessness and passivity of earthly creatures before
the angels, or divine agents, who are symbolised by the planets'.
See Islamic Cosmological Docrines, p 82. Eugenio Garin describesRenaissance
European astrology as characterised by a 'consistent naturalism
and rigid determinism'. See Astrology in the Renaissance: The
Zodiac of Life, London 1983, p 16. In fact only the Stoics believed
in preordained fate. All other schools of astrology allowed
for human intervention in the astrological process.
(3) see William lilly, Christian Astrology, London
1647, facsimile edition 1985.
(4) For Abu Ma'shar see The Thousands of Abu Ma'shar,
London 1968. For Masha'allah see E.S.Kennedy and David Pingree,
The Astrological History of Masha'allah, Cambridge, Mass., 1971.
(5) Thorndike pointed to Gerbert d'Auvergne's
explicit request in 984 that Lupitus of Barcelona send him a
book on astrology which he had translated as a sign of active
Christian interest in Islamic astrology. See A History of Magic
and Experimental Science, Vol 1, chapter XXX, p 698.
(6) The Tetrabiblos was written in Alexandria
in the mid-second century and 'enjoyed the authority of a bible
among the astrological writers of a thousand years or more'.
in fact its authority was accepted without question until the
mid-seventeenth century. The work was translated from Greek
into Arabic by Ishaq ben Hunein in the ninth century and from
Arabic into Latin by Plato of Tivoli in 1138. See Claudius Ptolemy,
Tetrabiblos, trans F.E.Robbins, London 1930, pp viii, xii, xiv.
(7) Marcus Manilius' first century astrological
poem, 'Astronomica', appeared in a tenth century library catalogue
from Bobbio, and Gerbert was aware of its existence in 983.
See Manilius, Astronomica, trans. G.P.Goold, London 1977, p
cvi. A manuscript of Julius Firmicus Maternus' 'Mathesis', a
complete guide to astrological interpretation written around
334 A.D., may have been recorded at Regensburg library in the
ninth century. See 'The Mathesis of Firmicus Maternus', trans.
Jean Rhys Bram, New Jersey 1975, p 6.
(8) Thorndike, op cit., Vol 1, Bk III, chap XXIX,
p 673. Alcuin, who in 770, set up Charlemagne's cathedral school
at Aachen, was said to be a skilled astrologer, although his
range of knowledge was probably severely limited and restricted
to vague ideas of planetary influence. see Einhard, Life of
Charlemagne, trans. Lewis Thorpe, London 1969, p 79.
(9) For Adelard see J.D.North, Horoscopes and
History, London 1986. For Michael Scot see Michael Scot, Lynn
Thorndike, London 1965.
(10) For the philosophical teachings of Hermes
Trismegistus, compiled in Alexandria in the first and second
centuries B.C., see Hermetica, ed and trans, Walter Scott, 4
Vols, Boulder Colorado, 1982.
(11) Plato, Republic, trans. H.D.P.Lee, London
1955, Book 7, 529-30.
(12) 'Those men who are devoid of mind are merely
led along in the train of Destiny'. Hermetica Fragment 19, Scott
op cit., p 539.
(13) See Nasr op cit., pp 1 - 18.
(14) Nicholas Culpepper, Catastrophe Magnatum,
London 1652
(15) The Rasa'il of the Ikhwan al-Safa, probably
compiled in the tenth century, ascribed all knowledge to four
groups of books. The third of these, the books of Nature, consisted
of 'the ideas in the Platonic sense of the forms of creatures
actually existing. from the composition of the celestial spheres,
the domain of the Zodiac, the movement of the stars, and so
on...to the transformation of the mineral, plant and animal
kingdoms and the rich variety if human industry'. Rasa'il IV,
106, cited in Nasr, op cit., p 39. Culpepper's Book of the Creatures
was clearly identical with the Ikhwan al-Safa's books of Nature.
SELECT BIBLIOGRAPHY
Al-Biruni, The Elements of the Art of Astrology,
Ghaznah 1029, trans R Ramsay Wright 1934.
Al-Kindi, On the Stellar Rays, trans Robert Zoller,
ed., Robert Hand, Project Hindsight, Latin Track, vol. 1, Golden
Hind Press 1993.
Burckhardt, Titus, Mystical Astrology According
to Ibn 'Arabi, Trans. Bulent Rauf, Aldsworth, England 1977.
Corbin, Henry, Cyclical Time and Ismaili Gnosis,
London 1983.
Ibn-Ezra, Abraham, The Book of Reasons, trans.
Meira B.Epstein, ed. Robert Hand., Project Hindsight Hebrew
Track, Vol 1., Golden Hind Press, 1994.
Kennedy, E.S.; Pingree, David, The Astrological
History of Masha'allah, Cambridge Mass., 1971.
Lemay, Richard, Abu Ma'shar and Latin Aristotelianism
in the Twelfth Century, Beirut 1962.
Masha'Allah, Book of Nativities, trans. and ed.,
Robert hand, Latin Track, Vol. IX b, Golden Hind Press, 1994.
Nasr, Seyyed Hossein, An Introduction to Islamic
Cosmological Doctrines, London 1978.
Nasr, Seyyed Hossein, Islamic Science - An Illustrated
Study, London 1976.
Pingree, David, The Thousands of Abu Ma'shar,
London 1968.
Thorndike, Lynn, A History of Magic and Experimental
Science, New York 1923 - 41.
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